Keith Nicholson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (6 Nov 2020 to 10 Aug 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Aug 2021)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (13)Employed By (6 Nov 2020 to 10 Aug 2021)
Timber Finance Limited (no longer approved here)
FRN 626288
- Employed By (15 Jul 2014 to 2 Oct 2014)
Alexander House Financial Services Limited (no longer approved here)
FRN 601371
- Employed By (4 Feb 2014 to 4 Jul 2014)
SYMPHONY FINANCIAL ADVISERS LTD (no longer approved here)
FRN 428377
- CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
BA (GI) Limited (no longer approved here)
FRN 117647
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.