Keith Morris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (1 Sep 2016 to 31 Mar 2017)
Apropos Wealth Management Limited (no longer approved here)
FRN 616027
- (1)Employed By (1 Sep 2016 to 31 Mar 2017)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 26 May 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
LS Caledonian Limited (no longer approved here)
FRN 180339
- (3)Employed By (11 Nov 1998 to 26 May 2016)

Updates to this individual's record on the FCA register.

10 hours ago
controlled function removed: Employed By at Apropos Wealth Management Limited
10 hours ago
controlled function added: (1)Employed By at Apropos Wealth Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.