Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Edwards

  IRN CRE01038

  • CF30 Customer (3 Dec 2010 to 1 Jul 2013)
• Christopher Frederick Hill

  IRN CFH01049

  • SMF7 Group Entity Senior Manager (since 1 Oct 2025)
  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2024 to 30 Sep 2025)
• Christopher Gerard Montgomery Wicks

  IRN CGW00003

  • CF30 Customer (4 Dec 2009 to 21 Dec 2010)
  • CF1 Director (AR) (4 Dec 2009 to 21 Dec 2010)
• Christopher Hall

  IRN CXH00394

  • Appointed representative dealing with clients for which they require qualification (16 Apr 2021 to 14 Jul 2025)
• Christopher Heslop

  IRN CXH00048

  • CF30 Customer (26 Jan 2012 to 30 Jul 2015)
  • CF1 Director (AR) (26 Jan 2012 to 30 Jul 2015)
• Christopher Hewlett

  IRN CXH10802

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 29 Jan 2019)
• Christopher James Redgrave

  IRN CXR00297

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 19 Jan 2022)
  • CF30 Customer (since 30 Dec 2021)
• Christopher James Tyson

  IRN CXT92173

  • Appointed representative dealing with clients for which they require qualification (8 Oct 2020 to 31 Oct 2022)
  • CF30 Customer (1 Sep 2020 to 31 Oct 2022)
• Christopher John Bowden

  IRN CJB00016

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2024)
  • CF4 Partner (AR) (23 Aug 2013 to 14 Mar 2024)
  • CF1 Director (AR) (9 Nov 2010 to 14 Aug 2014)
  • CF30 Customer (9 Nov 2010 to 14 Mar 2024)
• Christopher John Loraine Samuel

  IRN CJS01139

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
  • SMF9 Chair of the Governing Body (18 Jun 2020 to 31 Aug 2023)

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No changes recorded yet.