Christopher Heslop

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C HESLOP FINANCIAL SERVICES LIMITED

    FRN 690631

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (6 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Aug 2015 to 30 Sep 2018)
    • CF1 Director (6 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Aug 2015 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (8 Feb 2024 to 29 May 2024)
    • [FCA CF] Client dealing (8 Feb 2024 to 29 May 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (26 Jan 2012 to 30 Jul 2015)
    • CF1 Director (AR) (26 Jan 2012 to 30 Jul 2015)
  • C Heslop Financial Services Ltd (no longer approved here)

    FRN 572526

    • Employed By (26 Jan 2012 to 30 Jul 2015)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 8 Jun 2008)
    • CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)

Recent activity

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