Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Client dealing (since 1 May 2021)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (3 Jul 2013 to 28 Jul 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (3 Dec 2010 to 1 Jul 2013)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (3 Dec 2010 to 1 Jul 2013)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (5 Aug 2010 to 21 Nov 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (5 Aug 2010 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.