Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 14 Mar 2024)
    • CF1 Director (AR) (since 8 Mar 2024)
    • CF30 Customer (since 8 Mar 2024)
    • Employed By (since 8 Mar 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2024)
    • CF4 Partner (AR) (23 Aug 2013 to 14 Mar 2024)
    • CF30 Customer (9 Nov 2010 to 14 Mar 2024)
    • CF1 Director (AR) (9 Nov 2010 to 14 Aug 2014)
  • Brightside Financial Planning LLP (no longer approved here)

    FRN 603923

    • Employed By (18 Jul 2013 to 14 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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