Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norman Taylor

    IRN NXT01234

    • CF30 Customer (4 Jul 2018 to 28 Mar 2019)
  • Oliver Sawyer

    IRN OXS11520

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 22 Oct 2025)
    • CF30 Customer (18 Feb 2019 to 22 Oct 2025)
  • Oliver Williams

    IRN OJW01022

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (8 Jan 2018 to 14 Mar 2024)
  • Pamela Byram

    IRN PXB01447

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)
  • Pamela Jayne Connolly

    IRN PJC01364

    • CF1 Director (AR) (7 Feb 2012 to 15 May 2012)
  • Pamela Sloan

    IRN PMS00065

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2021)
  • Panashe Kimberly Mudhluyi

    IRN PXM00604

    • [FCA CF] Manager of certification employee (since 4 Mar 2026)
    • [FCA CF] Manager of certification employee (7 Jun 2023 to 31 Jan 2026)
  • Patricia Anne Northfield

    IRN PAN01071

    • CF1 Director (AR) (since 16 Apr 2014)
    • CF4 Partner (AR) (28 Jan 2014 to 16 Apr 2014)
  • Patricia Louise Byrne

    IRN PLB01092

    • CF1 Director (AR) (21 Jul 2016 to 30 Nov 2016)
  • Patrick Montgomery

    IRN PXM00506

    • Appointed representative dealing with clients for which they require qualification (21 Sep 2022 to 22 Oct 2025)
    • CF30 Customer (13 Sep 2022 to 22 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.