Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (8 Feb 2023 to 17 Mar 2024)
- [FCA CF] Significant management (8 Feb 2023 to 17 Mar 2024)
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- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)
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- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)
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- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)
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- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)
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- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)
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- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)
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- Employed By (23 Jun 2009 to 31 Dec 2009)
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- CF21 Investment Adviser (31 May 2006 to 30 Apr 2007)
- CF22 Investment Adviser (Trainee) (18 Jan 2006 to 31 May 2006)
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- CF21 Investment Adviser (24 Feb 2005 to 5 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.