Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (26 Oct 2021 to 14 Mar 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.