Norman Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRULY INDEPENDENT LTD (no longer approved here)
FRN 513655
- CF30 Customer (20 Mar 2019 to 8 Nov 2019)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (4 Jul 2018 to 28 Mar 2019)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (1)Employed By (4 Jul 2018 to 29 Nov 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (6 Feb 2017 to 27 Sep 2017)
TWA Finance Limited (no longer approved here)
FRN 755259
- Employed By (6 Feb 2017 to 27 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.