Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Brown

    IRN AXB01684

    • CF30 Customer (1 Nov 2010 to 31 Dec 2012)
  • Alexander James Caswell

    IRN AXC00908

    • Appointed representative dealing with clients for which they require qualification (21 Nov 2022 to 2 Jan 2024)
    • CF30 Customer (14 Nov 2022 to 2 Jan 2024)
  • Alexander Jamieson

    IRN ASJ00006

    • [FCA CF] Manager of certification employee (since 1 Sep 2020)
  • Alexander Kelly

    IRN AXK00350

    • CF30 Customer (14 Feb 2022 to 22 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (19 May 2021 to 22 Aug 2025)
  • Alexander Laurence Ziff

    IRN ALZ01002

    • CF30 Customer (16 Sep 2013 to 26 May 2015)
  • Alexander MacGregor Meldrum

    IRN AMM01333

    • CF30 Customer (16 Dec 2019 to 4 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (16 Dec 2019 to 4 Jan 2024)
  • Alexander Stewart Mackay

    IRN ASM00010

    • CF30 Customer (24 Dec 2010 to 4 Aug 2016)
    • CF1 Director (AR) (24 Dec 2010 to 4 Aug 2016)
  • Alfred Peter Wray

    IRN APW00059

    • CF30 Customer (17 Sep 2014 to 11 Jul 2016)
  • Alison Clare Munro Morris

    IRN AXM23608

    • SMF11 Chair of the Audit Committee (since 1 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
  • Alison Jayne Howard

    IRN AJH01501

    • CF1 Director (AR) (20 Feb 2012 to 31 Jan 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.