Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 29 Jul 2025)
- CF1 Director (AR) (since 3 Jul 2025)
- CF30 Customer (since 3 Jul 2025)
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North West Financial Advisers Limited
FRN 815104
- (1)Employed By (since 3 Jul 2025)
- (1)Employed By (23 Aug 2018 to 20 Dec 2019)
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- [FCA CF] Client dealing (11 Jan 2024 to 28 Jul 2025)
- [FCA CF] Functions requiring qualifications (11 Jan 2024 to 28 Jul 2025)
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- CF30 Customer (16 Dec 2019 to 4 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (16 Dec 2019 to 4 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.