Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Cheviot Limited
FRN 124259
- SMF7 Group Entity Senior Manager (since 1 Oct 2025)
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Quilter Investment Platform Limited
FRN 165359
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- [FCA CF] Material risk taker (9 Sep 2024 to 30 Sep 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
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Quilter Financial Planning Solutions Limited
FRN 184591
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
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Lighthouse Advisory Services Limited
FRN 195199
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
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Quilter Life & Pensions Limited
FRN 207977
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
- [FCA CF] Material risk taker (9 Sep 2024 to 30 Sep 2025)
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QUILTER WEALTH LIMITED
FRN 217742
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
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Quilter Mortgage Planning Limited
FRN 440718
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
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Quilter Financial Limited
FRN 497604
- SMF11 Chair of the Audit Committee (since 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Sep 2024 to 30 Sep 2025)
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Paragon Bank Plc
FRN 604551
- SMF14 Senior Independent Director (since 14 Aug 2023)
- SMF11 Chair of the Audit Committee (since 5 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
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