Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Oct 2023 to 30 Nov 2025)
- [FCA CF] Functions requiring qualifications (6 Oct 2023 to 30 Nov 2025)
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- CF30 Customer (24 Dec 2010 to 4 Aug 2016)
- CF1 Director (AR) (24 Dec 2010 to 4 Aug 2016)
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- CF1 Director (AR) (2 Apr 2008 to 8 Jan 2009)
- CF30 Customer (2 Apr 2008 to 8 Jan 2009)
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- CF1 Director (AR) (21 Jul 2003 to 31 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2003)
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- CF1 Director (AR) (21 Jul 2003 to 6 Aug 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2003)
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- Employed By (24 Jun 2003 to 6 Aug 2007)
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- Employed By (25 Apr 2003 to 24 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.