Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Slater David James

  IRN CSJ01029

  • CF30 Customer (6 Dec 2010 to 7 Mar 2014)
• Christopher Stephen Ford

  IRN CXF00033

  • CF30 Customer (19 Aug 2010 to 6 Oct 2017)
• Christopher Sword

  IRN CXS00152

  • CF30 Customer (21 Jan 2011 to 31 Oct 2013)
• Christopher Thomas Kelly

  IRN CTK00001

  • CF1 Director (AR) (18 Jun 2019 to 2 Jan 2024)
• Claire Knights

  IRN CXK17304

  • Appointed representative dealing with clients for which they require qualification (14 Jul 2020 to 8 Dec 2022)
  • CF30 Customer (8 Jul 2020 to 8 Dec 2022)
• Clare Patricia Mackay

  IRN CPM01075

  • CF1 Director (AR) (24 Sep 2013 to 4 Aug 2016)
• Clare Purnell

  IRN CXP01929

  • CF1 Director (AR) (21 Jun 2017 to 30 Dec 2020)
• Clement Edward Cowley

  IRN CEC01083

  • CF30 Customer (28 Oct 2010 to 23 Nov 2010)
• Clifford Walker

  IRN CPW00016

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 8 Jul 2022)
• Clive Colin Honey

  IRN CCH00010

  • CF1 Director (AR) (14 Aug 2013 to 21 Apr 2016)
  • CF30 Customer (14 Aug 2013 to 2 Dec 2016)

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No changes recorded yet.