Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Nov 2022)
    • CF30 Customer (15 Nov 2017 to 15 Nov 2022)
  • Hackett Wealth Management (no longer approved here)

    FRN 196815

    • (4)Employed By (15 Nov 2017 to 15 Nov 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (19 Aug 2010 to 6 Oct 2017)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (19 Aug 2010 to 15 Nov 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 9 Sep 2010)
    • CF22 Investment Adviser (Trainee) (20 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.