Claire Knights

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 20 Mar 2024)
  • Midas Portal Limited (no longer approved here)

    FRN 917942

    • [FCA CF] Functions requiring qualifications (17 Aug 2023 to 1 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (17 Aug 2023 to 1 Nov 2023)
    • [FCA CF] Client dealing (17 Aug 2023 to 1 Nov 2023)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • [FCA CF] Functions requiring qualifications (27 Feb 2023 to 26 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (27 Feb 2023 to 26 Oct 2023)
    • [FCA CF] Client dealing (27 Feb 2023 to 26 Oct 2023)
    • CF30 Customer (11 Jan 2023 to 26 Oct 2023)
  • Alexander Peter Wealth (UK) Ltd (no longer approved here)

    FRN 957797

    • Employed By (11 Jan 2023 to 26 Oct 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (14 Jul 2020 to 8 Dec 2022)
    • CF30 Customer (8 Jul 2020 to 8 Dec 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (18 Jul 2019 to 5 Mar 2020)
  • Sherwood Corporate Solutions Ltd (no longer approved here)

    FRN 591764

    • (5)Employed By (18 Jul 2019 to 5 Mar 2020)

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