Christopher Sword

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (31 Oct 2013 to 31 Dec 2017)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (21 Jan 2011 to 31 Oct 2013)
Chris Sword (no longer approved here)
FRN 539693
- Employed By (21 Jan 2011 to 31 Oct 2013)
Independent Financial Services (UK) Ltd (no longer approved here)
FRN 206445
- (14)Employed By (21 Jun 2004 to 25 Feb 2011)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (19 Jun 2003 to 10 Aug 2004)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (73)Employed By (19 Jun 2003 to 10 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.