Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lynsey Storey

  IRN LXO00020

  • [FCA CF] Manager of certification employee (since 1 Sep 2020)
• MATTHEW DUDLEY

  IRN MXD87149

  • Appointed representative dealing with clients for which they require qualification (11 Oct 2022 to 2 Jan 2025)
  • CF30 Customer (8 Jul 2020 to 20 Jun 2022)
• Malcolm Foster

  IRN MXF00086

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)
• Malcolm Handyside

  IRN MXH00122

  • CF30 Customer (23 Feb 2012 to 20 Jul 2018)
• Manan Adlakha

  IRN MXA00175

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)
• Manish Sengar

  IRN MXS03467

  • CF30 Customer (1 Dec 2016 to 26 Jul 2017)
• Marcin Wojcik

  IRN MXW02433

  • CF30 Customer (16 Mar 2018 to 27 Jul 2018)
• Marcus Dowler

  IRN MHD00001

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 25 May 2022)
• Marcus Thomas Jackson Hall

  IRN MTH01065

  • CF30 Customer (15 Jul 2011 to 22 Jun 2012)
• Margaret Ammon

  IRN MXA01750

  • SMF16 Compliance Oversight (since 9 Mar 2026)
  • SMF4 Chief Risk (since 9 Mar 2026)

• David Howe (no longer appointed)

  FRN 801108 · Appointed 8 Feb 2018 · Until 27 Nov 2020

• John Harrison (Worksop) Limited (no longer appointed)

  FRN 800484 · Appointed 1 Feb 2018 · Until 19 Nov 2020

• BFS Accountants Ltd (no longer appointed)

  FRN 798782 · Appointed 17 Jan 2018 · Until 21 Mar 2018

• PPR Associates Ltd (no longer appointed)

  FRN 798783 · Appointed 17 Jan 2018 · Until 21 Mar 2018

• Davis & Gibbs (no longer appointed)

  FRN 479877 · Appointed 5 Jan 2018 · Until 27 Nov 2020

• Marchants Solicitors (no longer appointed)

  FRN 797751 · Appointed 3 Jan 2018 · Until 21 Mar 2018

• Unitehome Services Limited (no longer appointed)

  FRN 796917 · Appointed 20 Dec 2017 · Until 1 Dec 2020

• Gowers Limited (no longer appointed)

  FRN 796928 · Appointed 20 Dec 2017 · Until 12 Feb 2018

• Sharon Bristow Associates Limited (no longer appointed)

  FRN 796926 · Appointed 20 Dec 2017 · Until 14 Feb 2025

• Courts Accountancy Services Ltd (no longer appointed)

  FRN 794884 · Appointed 23 Nov 2017 · Until 19 Nov 2020

No changes recorded yet.