Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argentis Wealth Management Ltd
FRN 419331
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
- [FCA CF] Client dealing (since 19 Feb 2025)
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Argentis Financial Planning Ltd
FRN 624277
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
- [FCA CF] Client dealing (since 19 Feb 2025)
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- [FCA CF] Client dealing (11 Nov 2022 to 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (11 Nov 2022 to 31 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Oct 2022)
- CF30 Customer (9 Aug 2018 to 31 Oct 2022)
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- Employed By (9 Aug 2018 to 31 Oct 2022)
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- CF30 Customer (16 Mar 2018 to 27 Jul 2018)
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- (26)Employed By (16 Mar 2018 to 27 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.