Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 19 Feb 2025)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 19 Feb 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (11 Nov 2022 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 31 Jan 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Oct 2022)
    • CF30 Customer (9 Aug 2018 to 31 Oct 2022)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (9 Aug 2018 to 31 Oct 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (16 Mar 2018 to 27 Jul 2018)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (26)Employed By (16 Mar 2018 to 27 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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