Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Mar 2019)
    • CF30 Customer (since 19 Mar 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Employed By (since 13 Mar 2019)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (1 Aug 2017 to 8 Feb 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (1 Dec 2016 to 26 Jul 2017)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (1 Dec 2016 to 26 Jul 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Sep 2016 to 3 Jan 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (3 Mar 2016 to 5 Aug 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Oct 2014 to 19 Jan 2016)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (565)Employed By (20 Oct 2014 to 19 Jan 2016)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (30 Jun 2014 to 31 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.