Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Financial Limited
FRN 836465
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 8 Jan 2025)
- CF30 Customer (since 14 Nov 2024)
-
- Appointed representative dealing with clients for which they require qualification (11 Oct 2022 to 2 Jan 2025)
- CF30 Customer (8 Jul 2020 to 20 Jun 2022)
-
- [FCA CF] Functions requiring qualifications (26 Jul 2022 to 1 Nov 2022)
- [FCA CF] Client dealing (26 Jul 2022 to 1 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.