Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Adrian Hurst

  IRN JAH01432

  • CF30 Customer (8 May 2014 to 31 Jan 2018)
• Jonathan Albert Stross

  IRN JAS01456

  • CF4 Partner (AR) (10 Jun 2010 to 4 Nov 2010)
• Jonathan Bruce Hemphill

  IRN JBH01108

  • CF1 Director (31 Aug 2017 to 19 Apr 2018)
• Jonathan Edward Stevens

  IRN JES01118

  • CF30 Customer (26 Aug 2010 to 1 Nov 2011)
• Jonathan Edward Taylor

  IRN JET00018

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (AR) (31 Mar 2016 to 30 Dec 2020)
  • CF2 Non Executive Director (17 Oct 2013 to 8 Dec 2019)
  • CF30 Customer (6 Sep 2010 to 30 Dec 2020)
  • CF4 Partner (AR) (6 Sep 2010 to 30 Dec 2020)
• Jonathan Harry Shepherd

  IRN JHS01114

  • [FCA CF] Functions requiring qualifications (26 Aug 2021 to 18 Feb 2022)
• Jonathan Kinsley

  IRN JXK35825

  • [FCA CF] Manager of certification employee (since 14 Jul 2025)
• Jonathan Lee Woodwards

  IRN JLW00027

  • CF30 Customer (3 Dec 2012 to 16 Oct 2014)
  • CF1 Director (AR) (3 Dec 2012 to 16 Oct 2014)
• Jonathan Matthew King

  IRN JAK01057

  • CF30 Customer (1 Jan 2011 to 31 Dec 2012)
• Jonathan Paul Ingarfill

  IRN JPI01006

  • CF30 Customer (18 Aug 2010 to 6 Mar 2013)

• Moneyfax FPS Ltd (no longer appointed)

  FRN 450678 · Appointed 9 Dec 2010 · Until 16 Mar 2018

• Mackay Hall Financial Services Ltd (no longer appointed)

  FRN 480729 · Appointed 8 Dec 2010 · Until 15 Aug 2016

• Barlow Barton IFA Ltd (no longer appointed)

  FRN 537197 · Appointed 7 Dec 2010 · Until 13 Jul 2017

• Moneytree Wealth Management Ltd (no longer appointed)

  FRN 537029 · Appointed 3 Dec 2010 · Until 14 Jan 2015

• Carrington Wealth management (no longer appointed)

  FRN 537046 · Appointed 3 Dec 2010 · Until 30 Aug 2013 · Tied agent

• Think Smart Finance Ltd (no longer appointed)

  FRN 497848 · Appointed 3 Dec 2010 · Until 5 Sep 2013

• Clarion Wealth Mangement Limited (no longer appointed)

  FRN 536947 · Appointed 1 Dec 2010 · Until 24 Aug 2011

• Welbeck Consulting Limited (no longer appointed)

  FRN 216577 · Appointed 30 Nov 2010 · Until 26 Mar 2014

• Riverbourne Financial Services Ltd (no longer appointed)

  FRN 418481 · Appointed 26 Nov 2010 · Until 11 Jun 2012

• Macarthur Gordon Ltd (no longer appointed)

  FRN 451425 · Appointed 23 Nov 2010 · Until 5 Sep 2022

No changes recorded yet.