Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 May 2013)
    • (1)Employed By (since 1 May 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (18 Aug 2010 to 6 Mar 2013)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (18 Aug 2010 to 1 Nov 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Rutherford & Co (no longer approved here)

    FRN 216217

    • (25)Employed By (1 Nov 2006 to 8 Sep 2010)
  • Zurich Introducer Network Ltd (no longer approved here)

    FRN 207639

    • Employed By (17 Mar 2004 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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