Jonathan Matthew King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Partnership LLP

    FRN 590172

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (18 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (22 Jan 2013 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (1 Jan 2011 to 31 Dec 2012)
  • The Investment Partnership LLP (no longer approved here)

    FRN 521632

    • Employed By (19 Nov 2010 to 31 Dec 2012)
  • The Investment Company (no longer approved here)

    FRN 153038

    • Employed By (1 Oct 1998 to 12 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

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