Jonathan Lee Woodwards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Woodwards Financial Planning Limited

    FRN 628562

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Nov 2014 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (3 Dec 2012 to 16 Oct 2014)
    • CF30 Customer (3 Dec 2012 to 16 Oct 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (14 Jun 2012 to 30 Sep 2012)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF22 Investment Adviser (Trainee) (20 Aug 2007 to 31 Oct 2007)
  • Woodwards Financial Planning Ltd (no longer approved here)

    FRN 471819

    • Employed By (20 Aug 2007 to 30 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2007)

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Updates to this individual's record on the FCA register.

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