Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gerhard Reisepatt

  IRN GXR01409

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
  • CF30 Customer (13 Mar 2014 to 2 Jan 2025)
• Gerry Bennington

  IRN GXB00088

  • CF30 Customer (18 Aug 2010 to 31 Dec 2012)
• Giles Richard Douglas Cooper

  IRN GRC01089

  • Appointed representative dealing with clients for which they require qualification (1 Feb 2023 to 22 Aug 2025)
  • CF30 Customer (16 Jan 2023 to 22 Aug 2025)
• Gill Gaffney

  IRN GXG00001

  • CF1 Director (AR) (3 May 2011 to 26 Jul 2016)
  • CF30 Customer (3 May 2011 to 26 Jul 2016)
• Gillian Clare Cook

  IRN GCC01053

  • CF1 Director (AR) (26 Jul 2013 to 31 May 2017)
• Gillian Mary Davidson

  IRN GMD01047

  • SMF4 Chief Risk (7 May 2020 to 30 Jun 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2020)
  • CF11 Money Laundering Reporting (29 Dec 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Nov 2017 to 8 Dec 2019)
• Giovanni Fionda

  IRN GXF01323

  • CF30 Customer (25 Aug 2011 to 1 Nov 2011)
• Glen Bastick

  IRN GXB01789

  • CF30 Customer (12 Jan 2016 to 15 Dec 2017)
• Glenn Davidson

  IRN GXD00047

  • CF30 Customer (30 Dec 2009 to 22 Jun 2017)
• Glyn Jenkinson

  IRN GXJ00013

  • CF30 Customer (14 Apr 2015 to 1 Feb 2017)

• Citypoint Wealth Limited (no longer appointed)

  FRN 442634 · Appointed 19 Aug 2011 · Until 1 Sep 2017

• Never Lose A Penny Limited (no longer appointed)

  FRN 521615 · Appointed 17 Aug 2011 · Until 18 Aug 2011

• First 4 Financial Services Ltd (no longer appointed)

  FRN 562132 · Appointed 12 Aug 2011 · Until 30 Sep 2012

• Wise Financial Management Ltd (no longer appointed)

  FRN 562139 · Appointed 12 Aug 2011 · Until 31 Dec 2013

• Mackenzie Financial Planning Limited (no longer appointed)

  FRN 561560 · Appointed 9 Aug 2011 · Until 8 Jun 2020

• The Medical and professional consultancy (no longer appointed)

  FRN 560571 · Appointed 4 Aug 2011 · Until 10 Feb 2014

• Nicholson Dent Financial Planning LLP (no longer appointed)

  FRN 559423 · Appointed 2 Aug 2011 · Until 18 Dec 2013

• Focused Financial Planning LLP (no longer appointed)

  FRN 556881 · Appointed 22 Jul 2011 · Until 14 Jan 2015

• Victor Atkins (no longer appointed)

  FRN 556646 · Appointed 21 Jul 2011 · Until 29 Apr 2014

• Esteem Money Ltd (no longer appointed)

  FRN 490047 · Appointed 21 Jul 2011 · Until 31 Mar 2014

No changes recorded yet.