Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
- [FCA CF] Client dealing (since 13 Apr 2026)
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- (6)Employed By (22 Jan 2010 to 22 Jun 2017)
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- CF30 Customer (30 Dec 2009 to 22 Jun 2017)
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- (8)Employed By (27 Feb 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Mar 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (3 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (22 Nov 2002 to 3 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AFL Financial Planning Services Limited
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controlled function added: (6)Employed By at AFL Financial Planning Services Limited