Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
    • [FCA CF] Client dealing (since 13 Apr 2026)
  • AFL Financial Planning Services Limited (no longer approved here)

    FRN 516642

    • (6)Employed By (22 Jan 2010 to 22 Jun 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (30 Dec 2009 to 22 Jun 2017)
  • AFL Financial Planning (no longer approved here)

    FRN 206507

    • (8)Employed By (27 Feb 2008 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Mar 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (3 Apr 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (22 Nov 2002 to 3 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AFL Financial Planning Services Limited

  2. controlled function added: (6)Employed By at AFL Financial Planning Services Limited