Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Dec 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (12 Jan 2016 to 15 Dec 2017)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (1 May 2013 to 31 Dec 2015)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 2 Aug 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Mar 2011 to 2 Aug 2013)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (30 Mar 2011 to 12 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.