Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Christopher Payne

    IRN RCP00007

    • CF1 Director (AR) (17 Mar 2014 to 30 Apr 2014)
    • CF30 Customer (12 Mar 2013 to 30 Apr 2014)
  • Robert Clark

    IRN RAC01288

    • CF1 Director (AR) (3 Oct 2022 to 22 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 22 Oct 2025)
    • CF30 Customer (19 Sep 2013 to 22 Oct 2025)
  • Robert Douglas Hope

    IRN RDH00009

    • CF30 Customer (29 Nov 2017 to 20 Mar 2020)
  • Robert George Stevenson MacKay

    IRN RGM01116

    • CF1 Director (AR) (8 Sep 2011 to 31 Aug 2017)
  • Robert Grant-Salmon

    IRN RXG00222

    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 3 Oct 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 3 Oct 2022)
  • Robert Harry Arnett

    IRN RHA00007

    • CF30 Customer (10 Oct 2011 to 6 Dec 2011)
    • CF1 Director (AR) (10 Oct 2011 to 20 Mar 2013)
  • Robert James Skelton

    IRN RJS00070

    • CF30 Customer (15 Dec 2009 to 30 Sep 2012)
    • CF1 Director (AR) (15 Dec 2009 to 30 Sep 2012)
  • Robert Llewllyn Fletcher

    IRN RLF01032

    • CF30 Customer (28 Oct 2020 to 10 Aug 2021)
  • Robert McKenzie

    IRN RIM01032

    • CF1 Director (AR) (18 Nov 2010 to 15 Sep 2012)
    • CF30 Customer (18 Aug 2010 to 15 Sep 2012)
  • Robert Michael Blount

    IRN RMB01181

    • CF30 Customer (23 Jun 2010 to 1 Feb 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.