Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (17 Mar 2014 to 30 Apr 2014)
    • CF30 Customer (12 Mar 2013 to 30 Apr 2014)
  • Cedar Wealth Limited (no longer approved here)

    FRN 591372

    • Employed By (12 Mar 2013 to 30 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.