Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian William Flindall

  IRN BWF00004

  • CF1 Director (AR) (20 Jan 2012 to 1 May 2014)
  • CF30 Customer (20 Jan 2012 to 1 May 2014)
• Bryan Dent

  IRN BXD01251

  • CF30 Customer (1 Jan 2011 to 31 Jul 2012)
• Bryce James Ferns

  IRN BXF00028

  • CF30 Customer (11 Dec 2020 to 28 Dec 2021)
  • Appointed representative dealing with clients for which they require qualification (13 Dec 2019 to 28 Dec 2021)
• Calum MacArthur

  IRN CXM00117

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Sep 2022)
  • CF1 Director (AR) (1 Jan 2011 to 5 Sep 2022)
  • CF30 Customer (1 Jan 2011 to 5 Sep 2022)
• Cara Robinson

  IRN CXR00095

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 20 Jun 2023)
• Carl Anthony Wallis

  IRN CXW00163

  • [FCA CF] Significant management (since 29 Oct 2024)
• Carl Lawrence Scott

  IRN CLS00024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 1 Sep 2016)
• Carla Marie Adamson

  IRN CXA00190

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 14 Dec 2021)
• Carole Taylor

  IRN CXT01386

  • CF1 Director (AR) (31 Mar 2016 to 30 Dec 2020)
  • CF4 Partner (AR) (7 Sep 2010 to 30 Dec 2020)
• Caroline Matthews

  IRN CSD00005

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2021)
  • CF30 Customer (18 Feb 2011 to 5 Aug 2021)
  • CF1 Director (AR) (18 Feb 2011 to 5 Aug 2021)

• Grainger Financial Planning (no longer appointed)

  FRN 565830 · Appointed 6 Oct 2011 · Until 14 Jun 2012

• Balmoral Wealth Management Limited (no longer appointed)

  FRN 565712 · Appointed 4 Oct 2011 · Until 13 Dec 2022

• Unity Wealth Management Ltd (no longer appointed)

  FRN 565622 · Appointed 3 Oct 2011 · Until 27 Nov 2017

• Fearne Wealth Management Ltd (no longer appointed)

  FRN 565641 · Appointed 3 Oct 2011 · Until 20 Aug 2013

• James Antoniou Associates Ltd (no longer appointed)

  FRN 564872 · Appointed 20 Sep 2011 · Until 28 May 2013

• Smart Wealth Financial Planning Limited (no longer appointed)

  FRN 564596 · Appointed 15 Sep 2011 · Until 21 Mar 2018

• Gordon Macleod (no longer appointed)

  FRN 563542 · Appointed 31 Aug 2011 · Until 2 Jan 2015

• Harborough Portas Financial Solutions Ltd (no longer appointed)

  FRN 563364 · Appointed 30 Aug 2011 · Until 20 Mar 2013

• WRAP Financial Solutions Ltd (no longer appointed)

  FRN 563293 · Appointed 26 Aug 2011 · Until 27 Jan 2014

• Never Lose A Penny Limited (no longer appointed)

  FRN 521615 · Appointed 26 Aug 2011 · Until 31 Dec 2012

No changes recorded yet.