Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Callanish Capital Ltd
FRN 955992
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 11. Pension transfer specialist
- [FCA CF] Manager of certification employee (since 5 Dec 2025)
- [FCA CF] Client dealing (since 5 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 5 Dec 2025)
-
- [FCA CF] Functions requiring qualifications (7 Sep 2022 to 31 Dec 2023)
- [FCA CF] Client dealing (7 Sep 2022 to 31 Dec 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Sep 2022)
- CF30 Customer (1 Jan 2011 to 5 Sep 2022)
- CF1 Director (AR) (1 Jan 2011 to 5 Sep 2022)
-
- CF21 Investment Adviser (13 May 2004 to 12 Jun 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.