Brian William Flindall

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credencis (IFA) Limited

    FRN 795051

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 6 Feb 2018)
    • CF11 Money Laundering Reporting (6 Feb 2018 to 8 Dec 2019)
    • CF1 Director (6 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (6 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Feb 2018 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (20 Jan 2012 to 1 May 2014)
    • CF1 Director (AR) (20 Jan 2012 to 1 May 2014)
  • Credencis Ltd (no longer approved here)

    FRN 499075

    • Employed By (7 May 2009 to 31 Dec 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (20 Apr 2009 to 14 Mar 2012)
    • CF30 Customer (28 Jul 2008 to 14 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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