Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (59)Employed By (since 6 May 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Jan 2022)
    • CF30 Customer (since 14 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2022)
    • (4)Employed By (since 14 Jan 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (11 Dec 2020 to 28 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (13 Dec 2019 to 28 Dec 2021)
  • Birkdale Financial Solutions Limited (no longer approved here)

    FRN 750841

    • Employed By (11 Dec 2020 to 28 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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