Quays Wealth Services Limited

• Principal Place of Business

  4th Floor, Centenary House

  1 Centenary Way

  Salford

  M50 1RF

  UNITED KINGDOM

  Phone

  +441706962000

  Web

  https://www.quaysgroup.com

• Complaints Contact

  4th Floor, Centenary House

  1 Centenary Way

  Salford

  M50 1RF

  UNITED KINGDOM

  Phone

  +441706962000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt adjusting with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Burgess

  IRN AXB02453

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Responsibility for MCD Intermediation (since 15 Feb 2021)
  • SMF3 Executive Director (since 15 Feb 2021)
  • Responsible for Insurance Distribution (since 15 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (15 Feb 2021 to 12 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2021 to 10 Jun 2025)
• David Bowers

  IRN DXB01714

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2025)
  • SMF16 Compliance Oversight (since 27 Feb 2025)
  • SMF3 Executive Director (since 15 Nov 2024)
• Katie Burgess

  IRN KXB00084

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Apr 2022)
• Stephen Holt

  IRN SXH00073

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 3 Jul 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 3 Jul 2023)
  • Responsibility for MCD Intermediation (29 Apr 2016 to 3 Jul 2023)
  • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
  • CF1 Director (1 Dec 2014 to 8 Dec 2019)
• Stephen John Leadbetter

  IRN SJL01102

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2022)
• Sunil Praful Patel

  IRN SXP00097

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 12 Apr 2022)
  • [FCA CF] Client dealing (since 12 Apr 2022)

No changes recorded yet.