Sunil Praful Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quays Wealth Services Limited

    FRN 629971

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2022)
    • [FCA CF] Client dealing (since 12 Apr 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (3 Jun 2014 to 2 Nov 2015)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (189)Employed By (9 Sep 1999 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.