Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Quays Wealth Services Limited
FRN 629971
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2025)
- SMF16 Compliance Oversight (since 27 Feb 2025)
- SMF3 Executive Director (since 15 Nov 2024)
-
- CF30 Customer (14 Jan 2015 to 22 Jan 2016)
-
- CF30 Customer (6 Mar 2014 to 3 Dec 2014)
-
- (9)Employed By (6 Mar 2014 to 3 Dec 2014)
-
- CF30 Customer (14 Sep 2009 to 11 Jan 2011)
-
- CF30 Customer (1 Apr 2009 to 15 Dec 2009)
-
- Employed By (1 Apr 2009 to 8 Dec 2019)
-
- CF21 Investment Adviser (13 Jun 2007 to 31 Aug 2007)
- CF22 Investment Adviser (Trainee) (1 Sep 2006 to 8 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.