Stephen John Leadbetter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quays Wealth Services Limited
FRN 629971
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 23 Feb 2022)
The Children's ISA Limited (no longer approved here)
FRN 563043
- CF30 Customer (5 Apr 2017 to 8 Dec 2019)
INTERESTME FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 542680
- CF30 Customer (7 Aug 2015 to 8 Jan 2016)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (3 Jul 2014 to 13 Nov 2015)
- CF30 Customer (3 Jul 2014 to 13 Nov 2015)
Cottons Financial Planning Limited (no longer approved here)
FRN 625649
- Employed By (3 Jul 2014 to 13 Nov 2015)
Mercer Limited (no longer approved here)
FRN 121935
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.