Quaero Capital LLP

• Principal Place of Business

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

  Web

  http://www.quaerocapital.com

• Complaints Contact

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• - Tiburon Holdings Limited

  IRN XXT01013

  • CF4 Partner (3 Oct 2005 to 18 Dec 2017)
• - Tiburon Nominees Ltd

  IRN XXT01014

  • CF4 Partner (3 Oct 2005 to 9 Feb 2011)
• . Quaero Capital Participations S.A.

  IRN XXB01187

  • SMF27 Partner (9 Dec 2019 to 4 May 2023)
  • CF4 Partner (27 Apr 2018 to 8 Dec 2019)
• . Warren Capital Ltd

  IRN XXW01019

  • CF4 Partner (2 Mar 2006 to 12 Apr 2016)
• Adrian Geoffrey Bignell

  IRN AGB01063

  • [FCA CF] Significant management (3 Oct 2022 to 25 Mar 2024)
  • [FCA CF] Material risk taker (3 Oct 2022 to 25 Mar 2024)
  • [FCA CF] Client dealing (13 May 2021 to 9 Jul 2024)
• Alice Yichen Wang

  IRN AXW00180

  • [FCA CF] Material risk taker (7 Jan 2021 to 6 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 6 Feb 2024)
  • [FCA CF] Significant management (9 Dec 2020 to 6 Feb 2024)
• Antoine Asselin

  IRN AXA01656

  • CF4 Partner (26 Jan 2006 to 12 Apr 2016)
• Antonio Jose Fernandes

  IRN AJF01203

  • SMF16 Compliance Oversight (since 14 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2024)
  • SMF27 Partner (since 8 Jan 2021)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (1 Feb 2008 to 8 Dec 2019)
• Archibald William Sydney Hart

  IRN AWH01046

  • CF4 Partner (6 Jan 2006 to 12 Apr 2016)
• Arrash Zafari

  IRN AXZ00094

  • [FCA CF] Significant management (21 Jul 2023 to 29 Mar 2024)
  • [FCA CF] Material risk taker (21 Jul 2023 to 29 Mar 2024)
  • [FCA CF] Client dealing (21 Jul 2023 to 29 Mar 2024)

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 21 May 2021 · Until 31 Dec 2025

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 6 Jan 2017 · Until 1 Apr 2020

• SAFCO ALTERNATIVE ASSET SERVICES LTD (no longer appointed)

  FRN 762799 · Appointed 26 Oct 2016 · Until 22 May 2017

• TAURUS ADVISERS LLP (no longer appointed)

  FRN 742852 · Appointed 1 Apr 2016 · Until 12 Jul 2017

No changes recorded yet.