Archibald William Sydney Hart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED

    FRN 122420

    • [FCA CF] Material risk taker (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (12 Jun 2009 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited

    FRN 145007

    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (12 Jun 2009 to 8 Dec 2019)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF27 Investment Management (26 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
  • Quaero Capital LLP (no longer approved here)

    FRN 434203

    • CF4 Partner (6 Jan 2006 to 12 Apr 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (30 May 2002 to 26 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.