Quaero Capital LLP

• Principal Place of Business

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

  Web

  http://www.quaerocapital.com

• Complaints Contact

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Luke Kelly

  IRN BXK00104

  • [FCA CF] Client dealing (since 6 Jan 2022)
• Charles Omonua

  IRN CXO01128

  • [FCA CF] Client dealing (since 1 Jun 2023)
• Chun-Yuan Huang

  IRN CXH00467

  • [FCA CF] Client dealing (1 Feb 2022 to 14 Sep 2023)
• David James Ivo Coulson

  IRN DJC01194

  • CF30 Customer (1 Nov 2007 to 7 Feb 2008)
  • CF4 Partner (1 Jan 2006 to 12 May 2008)
  • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)
• Edward Andrew Beresford Davies

  IRN EAB01028

  • CF30 Customer (12 Feb 2018 to 1 Apr 2020)
• Elaine Claire Safaty

  IRN ECS01058

  • CF1 Director (AR) (1 Nov 2016 to 18 May 2017)
• Eric Henri Jacques Arthur Daniel

  IRN EXD01073

  • SMF27 Partner (since 21 Jan 2025)
  • [FCA CF] Material risk taker (since 7 Jan 2021)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Significant management (since 9 Dec 2020)
• Francesco Cristoforo Samson

  IRN FCS01021

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (13 Apr 2018 to 8 Dec 2019)
• GEORGE Tyrakis

  IRN GXP01858

  • [FCA CF] Client dealing (9 Dec 2020 to 29 Sep 2021)
  • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
• Gianluca Monaco

  IRN GXM01235

  • CF30 Customer (1 May 2019 to 8 Dec 2019)

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 21 May 2021 · Until 31 Dec 2025

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 6 Jan 2017 · Until 1 Apr 2020

• SAFCO ALTERNATIVE ASSET SERVICES LTD (no longer appointed)

  FRN 762799 · Appointed 26 Oct 2016 · Until 22 May 2017

• TAURUS ADVISERS LLP (no longer appointed)

  FRN 742852 · Appointed 1 Apr 2016 · Until 12 Jul 2017

No changes recorded yet.