David James Ivo Coulson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stanhope Capital LLP

    FRN 400309

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (9 Feb 2009 to 31 Mar 2017)
    • CF30 Customer (8 Feb 2008 to 8 Dec 2019)
  • Quaero Capital LLP (no longer approved here)

    FRN 434203

    • CF30 Customer (1 Nov 2007 to 7 Feb 2008)
    • CF4 Partner (1 Jan 2006 to 12 May 2008)
    • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.