Quaero Capital LLP

Date authorised
1 April 2013
Companies House
OC314014
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Swallow Place
    London
    W1B 2AF
    UNITED KINGDOM
    Phone
    +4402077475770
    Web
    http://www.quaerocapital.com

  • Complaints Contact

    5 Swallow Place
    London
    W1B 2AF
    UNITED KINGDOM
    Phone
    +4402077475770

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Howard James Alford

    IRN HXA18750

    • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
  • James Henry George Pollard

    IRN JHP01104

    • [FCA CF] Client dealing (7 Oct 2021 to 6 Jan 2024)
  • James William Hepworth

    IRN JWH00054

    • CF30 Customer (1 Apr 2018 to 24 Jul 2019)
  • Jean Keller

    IRN JXK01239

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (11 Apr 2018 to 8 Dec 2019)
    • CF4 Partner (11 Apr 2018 to 8 Dec 2019)
  • Jeffrey Lee Coggshall

    IRN JLC01082

    • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
    • CF27 Investment Management (25 Jan 2007 to 31 Oct 2007)
    • CF4 Partner (25 Jan 2007 to 10 Nov 2011)
  • John Marcus Payne

    IRN JMP01081

    • CF4 Partner (10 Nov 2009 to 10 Nov 2011)
    • CF30 Customer (1 Jul 2009 to 10 Nov 2011)
  • John Mark Martyrossian

    IRN JXM01769

    • CF4 Partner (AR) (12 Apr 2016 to 12 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 12 Apr 2016)
    • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (3 Oct 2005 to 12 Apr 2016)
    • CF21 Investment Adviser (3 Oct 2005 to 31 May 2006)
  • John Warwick Smith

    IRN JWS01158

    • CF30 Customer (30 Jan 2014 to 31 Dec 2015)
  • Johnathan Garland

    IRN JXG01911

    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • Mark Edward Fleming

    IRN MXF01223

    • [FCA CF] Client dealing (9 Dec 2020 to 28 Apr 2023)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (3 Oct 2005 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.