Quaero Capital LLP

• Principal Place of Business

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

  Web

  http://www.quaerocapital.com

• Complaints Contact

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew James Lonergan

  IRN MJL01185

  • CF4 Partner (AR) (26 Feb 2025 to 31 Dec 2025)
  • CF30 Customer (1 Feb 2017 to 1 Apr 2020)
• Michael John Hanson-Lawson

  IRN MJH01493

  • CF4 Partner (26 Jan 2006 to 12 Apr 2016)
• Neale Graham Safaty

  IRN NGS01018

  • CF30 Customer (4 Nov 2016 to 18 May 2017)
• Nicholas Rupert Hamwee

  IRN NRH01030

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Apr 2018 to 8 Dec 2019)
• Patrick Joseph Raggett

  IRN PJR01184

  • CF4 Partner (6 Jan 2006 to 12 Apr 2016)
• Peiwen Li

  IRN PXL00219

  • [FCA CF] Client dealing (18 Nov 2021 to 6 Feb 2024)
• Philip Bruce Kay

  IRN PBK01006

  • [FCA CF] Client dealing (9 Dec 2020 to 2 Mar 2026)
  • [FCA CF] Significant management (9 Dec 2020 to 30 Jun 2022)
  • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
• Pui Yim

  IRN PXY00028

  • [FCA CF] Client dealing (1 Mar 2022 to 31 Jul 2023)
• Ray Miro Hirsh

  IRN RMH01195

  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
• Richard Alan Gittus

  IRN RAG01082

  • [FCA CF] Client dealing (9 Dec 2020 to 19 Mar 2021)
  • CF30 Customer (17 Mar 2016 to 8 Dec 2019)

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 21 May 2021 · Until 31 Dec 2025

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 6 Jan 2017 · Until 1 Apr 2020

• SAFCO ALTERNATIVE ASSET SERVICES LTD (no longer appointed)

  FRN 762799 · Appointed 26 Oct 2016 · Until 22 May 2017

• TAURUS ADVISERS LLP (no longer appointed)

  FRN 742852 · Appointed 1 Apr 2016 · Until 12 Jul 2017

No changes recorded yet.