Quaero Capital LLP

• Principal Place of Business

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

  Web

  http://www.quaerocapital.com

• Complaints Contact

  5 Swallow Place

  London

  W1B 2AF

  UNITED KINGDOM

  Phone

  +4402077475770

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard John Pell-Ilderton

  IRN RJP01161

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2024)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Oct 2005 to 31 Oct 2007)
  • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 Oct 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Oct 2005 to 8 Dec 2019)
  • CF4 Partner (3 Oct 2005 to 8 Dec 2019)
• Rowan Mark Chaplin

  IRN RMC01064

  • [FCA CF] Material risk taker (26 Jun 2023 to 31 Dec 2025)
  • [FCA CF] Significant management (10 Nov 2021 to 31 Dec 2025)
  • [FCA CF] Client dealing (4 Mar 2021 to 31 Dec 2025)
  • CF30 Customer (12 Jan 2017 to 31 Aug 2019)
• Rupert Edward Watkin Kimber

  IRN REK01004

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2020 to 31 Dec 2024)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
  • CF4 Partner (10 Nov 2009 to 8 Dec 2019)
  • CF30 Customer (25 Sep 2009 to 8 Dec 2019)
• Simon John Ibbitson

  IRN SJI01008

  • CF27 Investment Management (31 May 2006 to 8 Jan 2007)
  • CF21 Investment Adviser (31 May 2006 to 8 Jan 2007)
  • CF4 Partner (6 Jan 2006 to 4 Jun 2007)
• Simon Powell

  IRN SXP01588

  • CF4 Partner (6 Jan 2006 to 12 Apr 2016)
• Steven Russell Miller

  IRN SRM01110

  • CF4 Partner (13 Nov 2009 to 10 Nov 2011)
  • CF30 Customer (1 Jul 2009 to 10 Nov 2011)
• Stewart Melville Paterson

  IRN SMP01082

  • CF30 Customer (28 Apr 2016 to 12 Jul 2017)
  • CF4 Partner (AR) (14 Apr 2016 to 12 Jul 2017)
  • CF4 Partner (22 Jan 2013 to 12 Apr 2016)
• Thierry Jacques André Callault

  IRN TXC00104

  • [FCA CF] Client dealing (since 26 Jun 2023)
  • SMF27 Partner (since 22 Jun 2021)
  • [FCA CF] Material risk taker (since 22 Jun 2021)
• Trevor Zygmunt Sliwerski

  IRN TZS01001

  • CF4 Partner (AR) (26 Feb 2025 to 31 Dec 2025)
  • CF30 Customer (1 Feb 2017 to 1 Apr 2020)
• Wai Ngai Myra Chan

  IRN WNC01007

  • CF4 Partner (6 Jan 2006 to 12 Apr 2016)

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 21 May 2021 · Until 31 Dec 2025

• DEJIMA ASSET MANAGEMENT LLP (no longer appointed)

  FRN 768807 · Appointed 6 Jan 2017 · Until 1 Apr 2020

• SAFCO ALTERNATIVE ASSET SERVICES LTD (no longer appointed)

  FRN 762799 · Appointed 26 Oct 2016 · Until 22 May 2017

• TAURUS ADVISERS LLP (no longer appointed)

  FRN 742852 · Appointed 1 Apr 2016 · Until 12 Jul 2017

No changes recorded yet.