Richard John Pell-Ilderton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quaero Capital LLP (no longer approved here)

    FRN 434203

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2020 to 31 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Oct 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Oct 2005 to 8 Dec 2019)
    • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (3 Oct 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.