Richard Alan Gittus

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quaero Capital LLP (no longer approved here)
FRN 434203
- [FCA CF] Client dealing (9 Dec 2020 to 19 Mar 2021)
- CF30 Customer (17 Mar 2016 to 8 Dec 2019)
JK Investment Management LLP (no longer approved here)
FRN 225510
- CF30 Customer (1 Nov 2007 to 13 Nov 2008)
- CF27 Investment Management (21 Jun 2007 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (9 Dec 2005 to 31 May 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (4 Mar 2004 to 31 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.