JK Investment Management LLP

• Principal Place of Business

  Bury House

  3 Bury Street

  Guildford

  Surrey

  GU2 4AW

  UNITED KINGDOM

  Phone

  +441483301142

  Web

  https://www.jkim.co.uk

• Complaints Contact

  Bury House

  3 Bury Street

  Guildford

  Surrey

  GU2 4AW

  UNITED KINGDOM

  Phone

  +441483301142

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francis Hugh Kirkpatrick

  IRN FHK01002

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Sep 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Sep 2003 to 8 Dec 2019)
  • CF27 Investment Management (2 Sep 2003 to 31 Oct 2007)
  • CF10 Compliance Oversight (2 Sep 2003 to 8 Dec 2019)
  • CF3 Chief Executive (2 Sep 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Sep 2003 to 31 Oct 2007)
  • CF4 Partner (2 Sep 2003 to 8 Dec 2019)
• Joe Charles Armstrong

  IRN JCA01093

  • [FCA CF] Client dealing (1 Jun 2020 to 13 Mar 2023)
• Mark Gelder

  IRN MXG01768

  • [FCA CF] Manager of certification employee (since 9 Mar 2021)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Nov 2008 to 8 Dec 2019)
• Rhiannon Mary Ewart-White

  IRN RMH01129

  • CF30 Customer (1 Nov 2007 to 3 Nov 2008)
  • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
• Richard Alan Gittus

  IRN RAG01082

  • CF30 Customer (1 Nov 2007 to 13 Nov 2008)
  • CF27 Investment Management (21 Jun 2007 to 31 Oct 2007)
• Rowan Mark Chaplin

  IRN RMC01064

  • [FCA CF] Material risk taker (since 1 Jan 2026)
  • [FCA CF] Client dealing (since 1 Jan 2026)
• Ryan Mills

  IRN RXM02957

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (19 Dec 2016 to 8 Dec 2019)
• Saumya Banerjee

  IRN SXB01481

  • CF30 Customer (1 Nov 2007 to 13 Nov 2008)
  • CF27 Investment Management (21 Jun 2007 to 31 Oct 2007)
• Simon Gough

  IRN SXG01157

  • CF30 Customer (1 Nov 2007 to 8 Dec 2016)
  • CF27 Investment Management (18 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Sep 2004 to 31 Oct 2007)
• Simon Michael Howard Jones

  IRN SMJ01065

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (2 Sep 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Sep 2003 to 31 Oct 2007)
  • CF4 Partner (2 Sep 2003 to 8 Dec 2019)

No changes recorded yet.