Simon Gough

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 8 Aug 2022)
    • CF30 Customer (19 Nov 2021 to 8 Aug 2022)
  • Shawfield Wealth Management Ltd (no longer approved here)

    FRN 491026

    • (2)Employed By (19 Nov 2021 to 8 Aug 2022)
  • JK Investment Management LLP (no longer approved here)

    FRN 225510

    • CF30 Customer (1 Nov 2007 to 8 Dec 2016)
    • CF27 Investment Management (18 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Sep 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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